Spartan Capital Securities


Spartan Capital Securities’ services encompass equity sales & trading, debt capital markets advisory & financing solutions, mergers & acquisitions advisory services and institutional prime brokerage. It currently serves clients throughout the US.

At the Law Offices of Robert Wayne Pearce, we have successfully investigated numerous regulatory & customer complaints against Spartan Capital Securities and their financial advisors.

Company Overview

spartan capital securities complaints is a financial services firm offering investment banking and brokerage services for high-net-worth individuals, corporations, and institutional investors. Additionally, this firm also provides advisory and private placement services.

The company has won multiple awards and accolades, such as being named one of America’s Most Honored Businesses. Furthermore, they demonstrate strong corporate social responsibility by contributing a portion of their profits to charitable organizations that focus on improving education, healthcare and alleviating poverty in local communities.

Spartan Capital Securities’ average salary stands at $79,280 but may differ based on job title, department and location. Employees also have access to participate in community service events as well as flexible work arrangements within their schedules. Unfortunately however, several complaints have been lodged with both FINRA and state regulatory bodies against this company.

Services offered

Spartan Capital Securities offers an array of products and services, such as equity trading, fixed income investments, options trading, wealth management and corporate finance. Their team of specialists can help you meet your financial goals by equipping you with tools for making smart decisions.

Spartan takes social responsibility seriously. They regularly donate a portion of their profits to charitable organizations that work on issues related to education, healthcare and alleviating poverty in their local community. Furthermore, employees are actively encouraged to volunteer their time during scheduled community service events.

Spartan Capital Securities, LLC and its stockbrokers have been subject to several FINRA and state disclosure events, which our attorneys have investigated and represented investors with allegations of misconduct by Spartan. If you have any inquiries about their conduct please don’t hesitate to contact us –


Spartan Capital Securities is a financial firm offering an array of services, such as investment advice, private placements and bridge financings. Headquartered in New York City with offices nationwide. Their advisors boast an average experience level of more than two decades to assist their clients reach their financial goals successfully.

The firm offers investment banking services as well, with experienced professionals available to assist companies with acquisitions, mergers, debt restructuring and equity research projects.

If you have invested with Spartan Capital Securities, LLC and have suffered losses, it is crucial that you consult an attorney. At The Law Offices of Robert Wayne Pearce we have successfully represented investors against brokers at Spartan Capital Securities, LLC to recover millions in losses. Numerous regulatory and customer complaints have been lodged against it while over six FINRA disciplinary proceedings against it for failing in one way or another to supervise.


Spartan Capital Securities is a leading financial services firm offering a diverse selection of products and services. Thanks to their in-depth market knowledge and calculated risk management strategy, they have built up an exceptional reputation among their client base as trusted financial advisors. As well as offering investment products, they also offer financial advisory and insurance services.

Spartan Learning Resources are often met with mixed reviews in terms of availability and effectiveness. Some users praise its intuitiveness and stability while others voice complaints of unanticipated glitches or poor user experiences. A close examination of these narratives is vital in order to ascertain whether isolated incidents or systemic issues exist.

Spartan has built up an excellent track record and established clientele; yet they continue to face regulatory issues due to failing to disclose hundreds of events involving their stockbrokers such as customer complaints and arbitration claims.